Can HHH criteria alone capture harms from agentic AI?
Explores whether semantic-focused alignment standards like HHH adequately address risks when AI systems act as social agents in ongoing relationships with users, rather than just generating isolated outputs.
The authors argue that the dominant alignment standard for LLM agents — the "HHH criteria" (helpful, honest, harmless) — is built for evaluating outputs, not relationships, and so cannot capture what goes wrong when a system acts as a social actor rather than a mere medium or output-generating system. The excerpt states that anticipated LLM risks "have mainly been on the level of semantics, such as avoiding 'toxic', biased, misleading, or inaccurate language," which is useful for judging single outputs but "fails to account for pragmatic factors that can make the same speech act seem more or less tactless or inconsiderate in different social situations." As agents move toward proactively "chasing goals and performing actions in the world" — speaking unprompted, pursuing agendas like reminding users to stay on task — the authors hold that "considering the pragmatics of interaction becomes essential," and propose "an interactional approach to ethics that is centred on relational and situational factors."
Their proposed lens is respect, which they unpack through two mechanisms. First, they distinguish levels at which a system can be social: a system can be harmful through "embedded social meaning" (biased training data, stereotyped user modeling) independent of any interaction, or it can be harmful through how it treats a specific user across "a (series of) interaction(s)" — the level their paper targets. Second, they ground respectful treatment in Basic Psychological Needs Theory (BPNT, Ryan and Deci), which "posits three 'basic psychological needs'" that, left unsupported, undermine wellbeing: autonomy ("feeling like one is acting with purpose and volition"), competence ("feeling capable and knowledgeable"), and relatedness ("feeling recognised and understood by, and connected with, other people"). They translate these into interactional duties — the paper's own term — that an agent owes a user over the course of a relationship, not just within a single reply.
This sharpens and partly reframes What makes ethics of AI assistants fundamentally different from chatbots?: where that framework maps the individual-user ring (manipulation, anthropomorphism, trust) as a set of named risk categories, this paper supplies a mechanism — unmet BPNs — for why those risks register as harm to a person, and locates the harm specifically in the pragmatics of situated interaction rather than output content. It also extends How can proactive agents avoid feeling intrusive to users?: both papers treat proactive, agentic behavior as the point where new interactional risk opens up, but this paper supplies the normative vocabulary (respect, autonomy/competence/relatedness) for why unwanted proactivity feels like a violation rather than just poor design. And it runs parallel to Why don't design recommendations transfer cleanly to AI companions? in rejecting portable, universal principles in favor of context-sensitive, relational evaluation — this paper makes the philosophical case for why that context-sensitivity is ethically required, via its critique of "universalist, principled ethical thinking" and its alignment with the ethics-of-care tradition.
The excerpt is a conceptual/position paper: it analyzes and integrates existing philosophical, psychological, and bioethical literature on respect and BPNT, and offers "practical suggestions," but the excerpt does not report an empirical study, a design implementation, or a measurement of whether BPNT-grounded design actually improves user outcomes with LLM agents specifically — the psychological evidence it cites is drawn from "a variety of domains where people interact," not from agentic AI interactions themselves. The implication the argument supports, at the strength the excerpt gives, is that HHH-style output evaluation is a necessary but not sufficient basis for evaluating agentic conversational AI, and that designers evaluating proactive or relationship-sustaining agents should ask whether a given behavior sustains or undermines a user's sense of autonomy, competence, and relatedness over time — not only whether any single output is accurate or harmless.
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How does increased AI involvement reshape human agency and accountability? How reliably can LLM-based persona simulations predict human behavior?Related concepts in this collection 5
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What makes ethics of AI assistants fundamentally different from chatbots?
This explores whether action-taking AI agents that plan and execute tasks on users' behalf raise distinct ethical concerns beyond question-answering systems. Understanding this distinction matters because it reframes which risks demand urgent attention.
this paper supplies a psychological mechanism (BPNT) for why that framework's individual-user risks register as harm
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How can proactive agents avoid feeling intrusive to users?
Explores why proactive conversational agents often feel annoying rather than helpful, and what design dimensions could prevent them from violating user expectations and autonomy.
both locate new interactional risk in proactive, agentic behavior; this paper adds the normative vocabulary of respect
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Why don't design recommendations transfer cleanly to AI companions?
This research explores why design guidance from adjacent fields like trustworthy AI fails to apply straightforwardly to AI companions. It asks whether ethics and UX can be treated separately or must be negotiated together for each design choice.
parallel rejection of portable universal principles in favor of context-sensitive, relational evaluation
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Should AI alignment target preferences or social role norms?
Current AI alignment approaches optimize for individual or aggregate human preferences. But do preferences actually capture what matters morally, or should alignment instead target the normative standards appropriate to an AI system's specific social role?
shared critique of universalist alignment standards, from a different normative starting point
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Do static AI evaluations miss harms that build over time?
Current AI safety tests assess isolated model responses, but real-world use involves sustained interaction. Can single-turn evaluations detect harms like parasocial attachment and overreliance that accumulate only through repeated use?
Evidence for A's HHH critique: static single-turn evaluations miss accumulating interactional harms like parasocial attachment and overreliance
Related papers in this collection 8
Papers most semantically related to this note, ranked by cosine similarity in the embedding space.
- Should agentic conversational AI change how we think about ethics? Characterising an interactional ethics centred on respect
- Conversational Alignment with Artificial Intelligence in Context
- HumanAgencyBench: Scalable Evaluation of Human Agency Support in AI Assistants
- Position: Towards Bidirectional Human-AI Alignment
- Agentifying Agentic AI
- Towards interactive evaluations for interaction harms in human-AI systems
- Does My Chatbot Have an Agenda? Understanding Human and AI Agency in Human-Human-like Chatbot Interaction
- Governing AI Agents
Original note title
agentic conversational AI needs an interactional ethics of respect because the HHH criteria only cover semantic harms