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How often do incident records document system stops?

A paper's analysis of 1,213 coded incidents found that four in five record no stop of any kind. But what does an absent record actually tell us about whether stops occurred or whether mechanisms existed to enable them?

Synthesis note · 2026-09-24 · sourced from Alignment

The conclusion says: "The incident record examined in Part III indicates the scale of the deficiency: of 1,213 coded incidents, four in five record no stop of any kind." The rest of that sentence, about what was missing, is When systems lack stopping power, what's really missing?. This note takes the count.

What it says. The paper coded 1,213 incidents and in about four in five the record shows no stop of any kind. "Any kind" is broad on its face: not a technical halt, not an operator action, not a legal order, not a third-party intervention. That breadth is my gloss; the excerpt lists no kinds. "Four in five" is the paper's rounding and the excerpt gives no exact count.

What "record no stop" measures. It is a statement about what the record contains. An incident where a stop happened and nobody wrote it down looks the same as an incident where none happened. So the figure bounds how often a stop is documented, and the paper reads that as a deficiency. Getting from an absent recorded stop to an absent mechanism is a further step, which the second finding takes on the narrower set where no usable mechanism existed.

What the excerpt does not give. What the 1,213 incidents are: which collection, which years, whether they are all deployed agents or AI incidents in general. How "stop" was defined in coding. Part III is cited, not reproduced. The count is far larger than the three-incident review in What can two incident records actually teach us about AI evaluation security?, which says a review of three incidents is a count and not a base rate. With the population unstated, I would not carry this one as a base rate for agents in motion until the coding frame is known. The same dependence is filed for a corpus from another paper: How representative is the BenchShield Trajectories labeled sample? holds a human-labeled set drawn from a much larger pool with no selection rule stated, and whether a rate can be read from it turns on that rule, as it does here on the population. The two counts share the dependence and not a subject.

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Original note title

of 1,213 coded incidents four in five record no stop of any kind — the paper reads the count as the scale of the deficiency